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HYPNOTICS, ANALGESICS, AND ANESTHETIC DEPTH

Inhaled Anesthetics

Movement Response and the MAC Concept

The purposeful movement of a body part in response to noxious perioperative stimuli has been extensively used as a clinical sign of anesthesia. Using this movement to quantitate anesthetic response induced by potent inhaled anesthetics, Eger and Merkel and their colleagues[13] [78] defined MAC as the minimum alveolar concentration of inhaled anesthetic required to prevent 50% of subjects from responding to a painful stimulus with "gross purposeful movement." Readers are referred to excellent review articles that document development of the MAC concept and its many applications in anesthesia.[79] [80] The MAC concept has four basic components: (1) an all-or-none (quantal) movement response must occur after the application of a supramaximal noxious stimulus; (2) end-tidal concentrations of anesthetic in the alveoli, considered an equilibrated sample site, are used as an indication of the concentration of anesthetic in the brain; (3) appropriate mathematical quantitation of the relationship between the alveolar concentration of anesthetic and the quantal response is used to estimate MAC; and (4) MAC can be quantitated for altered physiologic and pharmacologic states.

For determination of MAC in humans, the standard noxious stimulus has been the initial surgical skin incision.[13] Skin incision represents a reproducible form of supramaximal surgical stimulation. There has been no systematic examination of other perioperative surgical stimuli (e.g., peritoneal traction) representing more profound surgical manipulation than skin incision or endotracheal intubation. For determination of MAC in animals, the standard stimulus has been the application of a surgical clamp to the base of the tail. After examining other noxious stimuli in dogs, Eger and colleagues[13] concluded that tail clamping represented the most noxious stimulation that was clinically reproducible and not excessively traumatic. The MAC concept has been expanded by evaluating other clinical end points and defined stimuli. Stoelting and associates [81] determined the MAC of anesthetic that would allow opening of the eyes on verbal command during emergence from anesthesia ("MACawake "). This stimulation is less intense than surgical skin incision, and response occurs at lower concentrations of anesthetic than is the case with movement to skin incision. Generally, MACawake values are a third to a fourth the MAC values for surgical incision. Yakaitis and coworkers[82] determined the MAC of inhaled anesthetic that would inhibit movement and coughing during endotracheal intubation ("MACintubation "). Intubation is significantly more stimulating than skin incision, and higher concentrations of inhaled anesthetic are required to eliminate the movement response. Finally, Roizen and associates[83] investigated the MAC of anesthetic necessary to prevent an adrenergic response to skin incision ("MACBAR "), as measured by the concentration of catecholamine in venous blood. When one examines the values for (1) MACawake , (2) MACskin incision , (3) MACintubation , and (4) MACBAR , one sees a family of concentration-versus-response curves that characterize the hypnotic effects of inhaled anesthetics relative to defined clinical stimuli.

Zbinden and colleagues[84] undertook a comprehensive examination of the effects of different noxious stimuli on the purposeful movement response with isoflurane. Twenty-six healthy surgical patients were administered isoflurane only with adequate inspired/end-tidal equilibration. Multiple noxious stimuli were applied at varying end-tidal isoflurane concentrations. From the resulting data, the authors were able to define a family of concentration-versus-response curves for different noxious stimuli, as displayed in Figure 31-11 . The end-tidal isoflurane concentrations that resulted in a 50% probability of no movement response to different stimuli were as follows: verbal responsiveness, 0.37%; trapezius muscle squeeze, 0.84%; laryngoscopy, 1.0%; 50-Hz electrical tetanus, 1.03%; skin incision, 1.16%; and laryngoscopy with intubation, 1.76%. This study demonstrates how varying clinical stimuli require different isoflurane concentrations to prevent a clinical response and can be used to define a concentration-versus-response relationship for the hypnotic effects of isoflurane.

A second component of the MAC concept involves use of the alveolar concentration of an anesthetic as an indication of drug concentration. Because the concentration


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Figure 31-11 Logistic regression analysis of the end-tidal isoflurane concentration relative to the predicted probability of no movement response for different noxious stimuli. Bars indicate the 95% confidence bounds to the end-tidal concentration with a 50% probability of response. I, laryngoscopy/intubation; L, laryngoscopy; S, trapezius muscle squeeze; SI, skin incision; T, tetanic nerve stimulation. (Redrawn with modification from Zbinden AM, Maggiorini M, Petersen-Felix S, et al: Anesthetic depth defined using multiple noxious stimuli during isoflurane/oxygen anesthesia. I. Motor reactions. Anesthesiology 80:253, 1994.)

of gas is defined as a percentage of 1 atm at sea level, it is independent of barometric pressure and elevation. Additionally, partial pressures of inhaled anesthetics at equilibrium should be similar in all body parts, such as the alveolus, blood, and brain. Thus, the measured endtidal partial pressure of inhaled anesthetic (representative of the alveolar concentration) is in direct proportion to the underlying concentration in the brain. Because cerebral blood perfusion is large, it is possible to achieve an


Figure 31-12 Minimal alveolar concentration necessary to prevent movement in 50% of subjects receiving a noxious stimulus for halothane combined with (1) oxygen, (2) oxygen and morphine premedication (0.15 mg/kg intramuscularly), and (3) 70% nitrous oxide. The anesthetic requirement for halothane is greatly decreased by nitrous oxide and less so by premedication with morphine. (Modified from Saidman LJ, Eger EI II: Effect of nitrous oxide and of narcotic premedication on the alveolar concentration of halothane required for anesthesia. Anesthesiology 25:302, 1964.)

equilibration among end-tidal, alveolar, arterial, and brain anesthetic partial pressures within 15 minutes of exposure to a constant end-tidal anesthetic concentration. Eger and Bahlman[85] quantitated the difference between arterial and end-tidal partial pressures of halothane. If the difference between the inspired and end-tidal partial pressures was less than 10%, the difference between end-tidal and arterial concentrations would be minimal.

A third component of the MAC concept involves the use of appropriate mathematical approaches to quantitate the relationship between dose and response. The original MAC concept of Eger and colleagues[13] used a "bracketing approach" in humans and animals. In an individual patient, a fixed end-tidal concentration of anesthetic was achieved, and the response to a single skin incision was observed. Depending on the patient's response or lack of response, the next patient received a higher or lower concentration. A single measurement was obtained per patient. Patients were studied over a range of end-tidal concentrations. They were placed in groups of four; the subject having the lowest end-tidal (alveolar) concentration of anesthetic was the first to be studied. For each group, the percentage of patients moving in response to stimulation was plotted against the average end-tidal concentration for that group. A visual line of "best fit" through these points yielded the concentration at which 50% of patients would respond (i.e., the MAC). An example of such analysis is presented in Figure 31-12 , which uses the concentration-versus-response data gathered for halothane alone, for halothane with morphine premedication, and for halothane with 70% nitrous oxide. Both morphine premedication and 70% nitrous oxide decreased the MAC value for halothane.[86]

In animal studies, it was possible to manipulate the end-tidal concentration of anesthetic and apply the tail clamp stimuli on multiple occasions. A MAC value can be obtained for each animal by sequentially increasing or decreasing the end-tidal concentrations to bracket the value between movement and no movement. De Jong and Eger[87]


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extended the analysis of MAC data by using more appropriate mathematical/statistical techniques to quantitate the relationship between alveolar anesthetic concentration and response/no response data. Nonlinear logistic regression analysis was used to estimate the probability of no movement at any given end-tidal concentration.[88] The logistic regression analysis produced values for MAC comparable to those produced by the bracketing technique. Logistic regression allowed estimation of the variance associated with the estimate of MAC. It was also possible to extrapolate the probability of movement from 50% to any given probability within the curve. Thus evolved the concept of end-tidal partial pressure of inhaled anesthetic that inhibited response in 95% of patients. Investigators have examined the relationship between MACskin incision and a more noxious stimulus, MACintubation ,[82] or a less noxious stimulus, MACawake .[34] When different inhaled anesthetics are compared, the ratio of MACskin incision to MACintubation or MACawake is relatively constant. When the possible relationship between synergism and antagonism of four different potent inhaled anesthetics was examined relative to nitrous oxide, no evidence of a relationship could be demonstrated.[89]

A fourth feature of MAC is that it has served as a sensitive tool to determine the interaction of other anesthetics and CNS drugs with the inhaled anesthetics. Other drugs used in anesthesia decrease anesthetic requirements, as measured by a reduction in MAC. In addition, numerous altered physiologic states (e.g., aging) change the requirements for inhaled anesthetics. Table 31-2 summarizes the results of studies regarding factors that affect MAC.

Much of the previous research on MAC assumed that the lack of movement response with inhaled anesthetics was due to anesthetic effects on the central, cortical brain tissues. This assumption has been challenged. In 1993, Rampil and colleagues demonstrated that the spinal cord represents a major site of action for inhaled anesthetics.[29] Their studies showed that the MAC of isoflurane in rodents was identical in value for intact animals and rodents that were decorticate or decerebrate, a finding suggesting that the main ability of inhaled anesthetics in preventing purposeful movement occurs at the spinal cord level.[29] [30] Antognini and Schwartz also drew the same conclusions from experiments whereby they determined MAC in the goat by having the animal's brain isolated from the remainder of the body through a complex cardiopulmonary bypass procedure.[31] These investigators demonstrated that the MAC value for the goat was approximately twice as large when only the brain was exposed to isoflurane as opposed to both the brain and the spinal cord. These series of studies demonstrate that the response to purposeful movement is achieved by inhaled anesthetics at subcortical anatomic levels, on the spinal cord. Eger and associates proposed that volatile anesthetics cause a lack of movement response to noxious stimuli by action in the spinal cord and create a hypnotic/amnestic loss of consciousness at a supraspinal, cortical site of action.[90]

Other Clinical Responses

Responses other than purposeful movement have been investigated as possible clinical measures of the depth of anesthesia: the rate and volume of ventilation in
TABLE 31-2 -- Factors that affect the minimum alveolar concentration
Effect on MAC Factors (Study Subjects)
Decrease Hypothermia (animals)

Severe hypotension (animals)

Age (humans)

Opioids, ketamine (humans, animals)

Chronic administration of amphetamine (animals)

Reserpine, α-methyldopa (animals)

Cholinesterase inhibitors (animals)

Intravenous local anesthetics (humans, animals)

Pregnancy (animals)

Hypoxemia (PaO2 <40 mm Hg) (animals)

Anemia (animals)

α2 -Agonists (animals, humans)
Increase Hyperthermia (animals)

Hyperthyroidism (animals)

Alcoholism (humans)

Acute administration of dextroamphetamine (animals)
No effect Duration of anesthesia (humans, animals)

Sex (human, animals)

Metabolic acid-base status (animals)

Hypercapnia and hypocapnia (humans, animals)

Isovolemic anemia (animals)

Hypertension (animals)
Adapted from Quasha AL, Eger EI II, Tinker JH: Determination and applications of MAC. Anesthesiology 53:315, 1980.

spontaneously breathing subjects, eye movement, the diameter and reactivity of pupils to light, heart rate, arterial blood pressure, and autonomic signs such as sweating. It has not been possible, however, to use these clinical signs to generate uniform measures of depth of anesthesia for inhaled anesthetics. Although some clinical signs do correlate with depth of anesthesia for certain inhaled anesthetics, the same cannot be said for other inhaled anesthetics.[91]

Zbinden and colleagues[92] systematically examined the interaction of isoflurane concentrations with the hemodynamic response to different noxious stimuli. In 26 healthy surgical patients receiving different equilibrated end-tidal concentrations of isoflurane, the following noxious stimuli were applied, several of them on multiple occasions: trapezius muscle squeeze, 50-Hz electrical tetanus, laryngoscopy, laryngoscopy with intubation, and skin incision. With continuous recording of intra-arterial hemodynamics, acute increases in heart rate and systolic blood pressure were noted and related to the isoflurane concentration and the presence or absence of purposeful movement. Table 31-3 presents the absolute increase in systolic blood pressure and heart rate at the isoflurane end-tidal


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TABLE 31-3 -- Hemodynamic response to defined noxious stimuli under isoflurane anesthesia
Stimulus End-Tidal Concentration That Suppresses Movement in 50% of Patients (ET50 ) (Percent atm) Change in Systolic Blood Pressure for Patients at ET50 (mm Hg) Change in Heart Rate for Patients at ET50 (Beats/min)
Trapezius muscle squeeze 0.90  9  5
Electrical tetanus 1.10 15 15
Laryngoscopy 1.07 23 17
Skin incision 1.24 34 35
Laryngoscopy and intubation 1.87 53 36
Adapted from Zbinden AM, Petersen-Felix S, Thomson DA: Anesthetic depth defined using multiple noxious stimuli during isoflurane/oxygen anesthesia. II. Hemodynamic responses. Anesthesiology 80:261, 1994.

concentration that had a 50% probability of no purposeful movement for that specific stimulus. Different noxious stimuli result in different degrees of hemodynamic response. There is a relative rank order of the degree of hemodynamic response, with laryngoscopy and intubation being the most intense stimuli. Multiple regression analysis demonstrated that the type of stimulation had the highest influence on the increase in blood pressure, with the isoflurane concentration being the least important. Figure 31-13 presents the baseline systolic blood pressure and subsequent increase in systolic pressure at a measured isoflurane concentration for subjects receiving a skin incision. The shaded areas represent the linear regression relationship of isoflurane concentration versus prestimulus and poststimulus systolic blood pressure. Increasing the isoflurane concentration did not prevent the increase in systolic blood pressure, even at very high end-tidal concentrations. Rather, increasing the isoflurane concentration only decreased the prestimulation systolic pressure such that the noxious stimuli returned systolic pressure closer to the normal, awake values. Similar results were found with the other noxious stimuli on both heart rate and systolic blood pressure response, with the degree


Figure 31-13 Response of systolic blood pressure (BP, mm Hg) to skin incision as a function of end-tidal isoflurane concentration. Filled squares, systolic blood pressure before stimulation; open squares, systolic blood pressure after stimulation; lower oblique line, regression line to systolic blood pressure before stimulation (r = -.46); upper line, regression line to systolic blood pressure after skin incision (r = .0002); shaded area, 95% confidence interval for regression lines; vertical arrow, median effective isoflurane concentration for the motor response of the stimulation pattern. (Redrawn from Zbinden AM, Petersen-Felix S, Thomson DA: Anesthetic depth defined using multiple noxious stimuli during isoflurane/oxygen anesthesia. II. Hemodynamic responses. Anesthsiology 80:261, 1994.)

of hemodynamic response being determined by the nature of the noxious stimuli.

The clinical implications of these data relative to judging the anesthetic depth of inhaled anesthetics from the hemodynamic response are significant. When used as a sole agent, even at high concentrations isoflurane is unable to suppress hemodynamic responses to noxious stimuli. Instead, the hemodynamic control seen with high isoflurane concentrations occurs as a result of a decrease in the prestimulation hemodynamic baseline value. Thus, although hemodynamic responses are the most commonly used clinical measures to judge the inhaled anesthetic depth of anesthesia, the scientific basis for this is certainly not obvious. This study is important evidence that isoflurane is providing hypnotic anesthetic effects with minimal analgesic effect, as judged by the profound hemodynamic responses that occurred with noxious stimuli. In clinical practice, additional anesthetic drugs are commonly used with inhaled anesthetics. Daniel and colleagues[37] examined how fentanyl (0 to 3 µg/kg) and 60% nitrous oxide alter the heart rate, mean arterial blood pressure, and catecholamine response (components of MACBAR ) during desflurane and isoflurane anesthesia.


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Fentanyl, 1.5 µg/kg, reduced MACBAR for desflurane from 1.3 to 0.4 MAC and for isoflurane from 1.3 to 0.55 MAC. Increasing the fentanyl dose to 3 µg/kg did not cause further change in the MACBAR values for both inhaled anesthetics. Figure 31-14 shows an interaction surface for fentanyl and isoflurane based on modifying the model reported by McEwan to increase the C50 in the absence of fentanyl by 1.3 and adjusting the isoflurane C50 in the presence of an effect-site fentanyl concentration of 1.36 ng/mL (corresponding to a 1.5-mg/kg bolus) to 0.4 MAC. The black arrow shows the reduction in MACBAR demonstrated by Daniel. It is clear from the figure that additional opioid would not be expected to yield further significant reductions in MACBAR . This study suggests that the addition of analgesic components, such as nitrous oxide and fentanyl, can prevent the sympathetic stimulation and hemodynamic responses seen with noxious surgical stimuli when inhaled anesthetics are used.

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