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Regional versus General Anesthesia

The most appropriate regimen of intraoperative anesthesia and postoperative analgesia for high-risk patients undergoing vascular surgery remains controversial. Competing concerns regarding the quality and escalating costs of perioperative care have challenged all clinicians over the past decade to establish practice standards that are safe and efficient.[498] Postoperative complications after vascular surgery are common and adversely impact clinical outcome and resource use.[499] Improvement in clinical outcome and reduced use of medical resources in patients undergoing vascular surgery may result from the use of one particular regimen of anesthesia and analgesia over another.[118] [500] If such improvement can be achieved, the selection of the most appropriate anesthetic and analgesic regimen would then be of great benefit to the patients, providers, payers, and society.

The question of whether regional or general anesthesia is preferable for vascular surgery has been debated for years, but only in the past decade have well-designed, prospective, randomized trials been completed. Earlier nonrandomized trials were prone to significant bias because many clinicians had the unfounded belief that regional anesthesia was safer for patients with advanced cardiac or pulmonary disease. Even the prospective studies must be cautiously interpreted as many suffer from deficiencies of design and methodology, including nonuniform patient populations, [118] [298] [500] lack of standardization or control of perioperative treatments,[118] [295] [296] [298] [301] [302] [500] [501] use of nonequivalent modalities for post-operative pain relief,[118] [295] [298] [301] [500] [501] and possible investigator bias.[79] [118] [295] [296] [297] [298] [301] [302] [500] [501] Many clinical trials have attempted to optimize the delivery and management of the anesthetic techniques, which may mask the true risks of the anesthetic. An example of this is the strict hemodynamic control, transfusion thresholds, and postoperative analgesia regimens that my colleagues and I have used in our clinical trials.[79] [132] The physician must also appreciate that the overall complication rates reported in clinical trials may seem high, but this may be explained by the aggressive surveillance commonly used in clinical trials. In general, it is often best to choose the anesthetic and analgesic techniques that are most familiar to a particular institution because, for example, unfamiliarity and mismanagement of epidural catheters can cause serious complications. It is my personal hypothesis that overall optimization of perioperative care, rather than anesthetic or analgesic selection, is the most important factor in improving outcome with vascular surgery.

Occasionally, surgical procedures, such as embolectomy and femoral pseudoaneurysm repair, can be completed with the patient under local anesthesia with intravenous sedation. Because these procedures may progress to more invasive arterial reconstruction, a regional or general anesthesia should be considered before the procedure begins to avoid an unplanned conversion to general anesthesia.

In some conditions, one anesthetic technique (regional or general) is preferable to the other. Anticoagulant and antithrombolytic therapy is common in the vascular surgery population and often precludes the use of neuraxial techniques. Symptomatic bleeding within the neuraxis (spinal or epidural hematoma) is a potentially devastating complication that can lead to permanent neurologic injury. I view preoperative anticoagulation with heparin, warfarin, or thrombolytic drugs as a contraindication to the use of spinal and epidural anesthesia. For patients recently discontinued from such agents, very careful


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consideration should be given on an individual basis before performing neuraxial techniques. The anesthesiologist must take into consideration the agent used, duration of discontinuance, current coagulation status, and concomitant administration of medication affecting hemostasis. The use of regional techniques during intraoperative systemic heparinization does not appear to represent a significant risk.[502] Although it has been recommended that surgery be canceled when blood is obtained through the needle on placement of a regional block,[503] support for this recommendation is lacking.[504] Much more importantly, it has also been recommended that epidural catheters not be removed until anticoagulants have been discontinued in the postoperative period. [503] [505] The use and indication of low-molecular-weight heparin continues to increase, and there is evidence to suggest a significant risk of spinal or epidural hematoma when regional techniques are used in conjunction with these drugs.[506] Current recommendations suggest that regional techniques be delayed at least 12 to 24 hours after the last dose of low-molecular-weight heparin.[505] The use of antiplatelet agents is a complex topic, and it is important to understand the pharmacologic differences among the drugs when regional techniques are desired. [507] Although some centers routinely check a bleeding time in patients who have taken aspirin in the 7 days before a planned regional anesthetic, there is no evidence that a bleeding time is useful in this setting.[508] [509] In general, when a regional technique is desired for a patient with any question of a coagulation abnormality, spinal anesthesia with the smallest-diameter needle is preferable to epidural anesthesia.[506] Comprehensive guidelines on neuraxial regional anesthesia and anticoagulation have been updated and should be read by all clinicians.[505]

Given the relative risks associated with neuraxial anesthesia in patients receiving anticoagulant or antithrombolytic therapy, some clinicians advocate the broader use of peripheral nerve blocks, such as sciatic, femoral, popliteal, and ankle (see Chapter 44 ). Continuous catheter techniques can be used to provide anesthesia and postoperative analgesia. High-resolution ultrasound imaging of neural structures, percutaneous electrode guidance, and use of stimulating catheters have been introduced into clinical practice. Peripheral nerve blocks probably are associated with fewer systemic and neuraxial side effects, but little clinical information is available in the vascular surgical population. Because of the high volume of local anesthetics frequently used for peripheral nerve blocks, the issue of systemic toxicity must be considered. I advise caution with the use of peripheral nerve block in the anticoagulated patient, particularly when the neural structures are deep or located close to vascular structures.

Because regional anesthesia does not require airway instrumentation, neuromuscular blocking agents, or volatile agents, it has traditionally been a prevailing belief that regional anesthesia is preferable in patients with significant pulmonary disease. Although it is true that instrumentation of the airway may precipitate bronchospasm or increase the risk of nosocomial infection, general anesthesia with endotracheal intubation does allow for complete airway and ventilation control, the ability to effectively administer inhaled bronchodilators, and the ability to easily suction airway secretions. A reduction in time to extubation after aortic surgery is a fairly consistent theme with regional anesthesia and analgesia, but this does not appear to have any impact on clinically relevant pulmonary outcomes.[132] [295] [298] [302]

Epidural analgesia has been championed over parenteral opioid analgesia as a means to optimize postoperative pulmonary function by improving pain control and respiratory muscle function. Although epidural analgesia can provide excellent postoperative pain control and may improve postoperative lung function (i.e., increased tidal volume and vital capacity), clinical studies do not support a consistent finding of improved pulmonary outcomes.[510] Overall, there is little evidence from well-designed clinical studies to demonstrate improved pulmonary outcome with regional anesthesia and analgesia.[511] Because postoperative maneuvers to increase mean lung volumes are of proven benefit in preventing postoperative pulmonary complications, it has been recommended that maneuvers to encourage deep breathing, such as deep breathing exercises, incentive spirometry, and chest physiotherapy, should be the focus of preventive efforts.[511]

Cardiac morbidity is the most common cause of death in patients undergoing surgery, and the incidence of perioperative cardiac morbidity is 10 times greater in vascular surgery patients than in nonvascular surgery patients.[26] Eleven prospective randomized trials evaluating the effects of regional versus nonregional anesthesia with or without analgesia in vascular surgical patients have reported on cardiac outcomes and death. Three studies (Cook and colleagues,[512] Christopherson and coworkers,[79] and Bode and associates [501] ) compared pure regional (spinal or epidural) versus general anesthetic techniques in lower extremity vascular patients. Tuman and colleagues[500] compared combined epidural plus general versus general anesthetics in aortic and lower extremity surgical patients. Six studies (Baron and coworkers,[295] Davies and associates,[296] Garnett and colleagues,[301] Bois and coworkers,[297] Boylan and associates, [302] and Norris and colleagues[132] ) compared epidural versus nonepidural anesthetic and/or analgesic techniques in aortic surgical patients. Fleron and coworkers[300] compared intrathecal opioid versus intravenous analgesia in aortic surgical patients. Only the study by Norris and associates[132] had a double-blind design. The results of these studies, involving more than 1500 patients, are shown in Table 52-12 . In summary, no study demonstrated any difference in outcome with regard to mortality, MI, myocardial ischemia, or congestive heart failure. Only the study by Tuman and colleagues[500] reported a difference in cardiac outcome. Outcome was significantly improved by epidural anesthesia or analgesia, but only when more subtle outcomes (dysrhythmias) were included. Christopherson and coworkers[79] (i.e., PIRAT study) and Norris and associates[132] (i.e., PIRAT II study) found no difference in cardiac events or myocardial ischemia as detected by continuous Holter monitor over a 3-day postoperative period. In these studies, strict intraoperative and postoperative protocols were used to guide and optimize perioperative management


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TABLE 52-12 -- Cardiac and vascular outcomes in studies of regional versus general anesthesia in vascular surgery patients


Death MI Myocardial Ischemia CHF Graft Occlusion
Study No. of Patients RA GA RA GA RA GA RA GA RA GA Comments
Cook et al.[512] 101 2% 6% 4% 2%





Spinal anesthesia, lower extremity surgery
Tuman et al.[500] 80 0% 0% 0% 8%

5% 10% 3% 20% Aortic and lower extremity surgery
Baron et al.[295] 167 4% 5% 6% 6% 20% 19% 6% 8%

Aortic surgery
Christopherson et al.[79] 100 2% 2% 4% 4% 35% 45%

4% 22% Lower extremity surgery
Davies et al.[296] 50 8% 4% 8% 4%

12% 8%

Aortic surgery
Garnett et al.[301] 99 0% 4% 6% 10% 58% 51% 6% 10%

Aortic surgery
Bode et al.[501] [513] 423 3% 3% 5% 4%

10% 9% 6% 4% Spinal and epidural anesthesia, lower extremity surgery
Bois et al.[297] 114 2% 2% 4% 8% 18% 19% 5% 0%

Aortic surgery
Boylan et al.[302] 40 0% 0% 5% 5% 32% 38% 11% 5%

Aortic surgery
Norris et al.132a 168 5% 5% 4% 0% 16% 17% 1% 0%

Aortic surgery, double-blind study
*Any epidural use included in regional anesthesia group.
CHF, congestive heart failure; GA, general anesthesia; MI, myocardial infarction; RA, regional anesthesia.

and postoperative analgesia. Bode and colleagues[501] reported on the largest randomized trial, which included a spinal anesthesia group in addition to general and epidural groups. There were no differences in cardiac events in any of the three groups.

One of the most interesting and clinically significant findings in these randomized trials is the beneficial effect of regional anesthesia on lower extremity graft patency in the postoperative period. Two of the studies (Tuman and colleagues[500] and Christopherson and coworkers [79] ) reported a fivefold greater incidence of graft occlusion after general (relative to regional) anesthesia. Most graft occlusions occurred in the first 1 to 3 days after surgery, after which the established difference in the incidence of graft occlusion between anesthetic techniques was maintained over time (6 weeks and beyond) ( Fig. 52-19 ). This time course suggests that anesthetic technique may have played a role in graft occlusion. Bode and associates[513] reported an overall very low incidence of graft occlusion, but differences in hemodynamic management, surgical technique, and the patient population may explain these findings. For example, intraoperative intravascular angioscopy was used to inspect the grafts to confirm patency before completion of surgery, and all patients were cared for in an intensive care setting for 48 hours after surgery. Optimization of care with respect to graft patency may negate any beneficial effect of regional techniques. It is also important to keep in mind that


Figure 52-19 Cumulative probability of reoperation for regrafting, thrombectomy, or amputation over a 6-week follow-up period. Reoperation was significantly more common after general anesthesia than after epidural anesthesia. (From Christopherson R, Beattie C, Fran SM, et al: Perioperative morbidity in patients randomized to epidural or general anesthesia for lower extremity vascular surgery. Perioperative Ischemia Randomized Anesthesia Trial Study Group. Anesthesiology 79:422–434, 1993.)


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none of these studies was specifically designed to evaluate surgical outcome (i.e., graft patency) in a prospective manner. A retrospective review of more than 300 primary femoropopliteal-tibial bypass procedures reported no differences in the graft thrombosis rates for epidural (14%) or general anesthesia (9.4%).[514]

The proposed mechanism for the benefit of regional anesthesia is the effects of anesthetic technique on coagulation. General anesthesia is associated with a hypercoagulable state in the early postoperative period, whereas regional anesthesia attenuates this effect.[515] Tuman and colleagues[500] demonstrated this by thromboelastography and Rosenfeld and coworkers[515] by increased plasminogen activator inhibitor and fibrinogen levels. It appears that fibrinolysis is decreased after general anesthesia and is normal after regional anesthesia. These findings may be related to attenuation of the surgical stress response with regional anesthesia because there appears to be a link between stress, catecholamines, and acute-phase reactants, such as plasminogen activator inhibitor and fibrinogen.[516] [517] Platelet reactivity is also enhanced in the presence of a stress response.[517] Another important mechanism for increased lower extremity graft patency with regional anesthesia may be the increased lower extremity blood flow associated with sympathectomy.[518]

In the postoperative period, Breslow and associates[128] demonstrated differences in adrenergic responses with general and with regional anesthesia ( Fig. 52-20 ). Epinephrine and norepinephrine are increased after general anesthesia relative to regional anesthesia. The cortisol response after general anesthesia is also greater than that after regional anesthesia.[128] This "stress response" is associated with increased blood pressure and hemodynamic liability during the intraoperative and early postoperative periods after general anesthesia compared with regional anesthesia. [79] [519] When the hemodynamic parameters are controlled pharmacologically, however, there is no difference related to anesthetic technique in myocardial ischemia or cardiac morbidity. [79] [132] [501]

Postoperative pain is recognized as one of the many factors contributing to the surgical stress response. In studies comparing epidural analgesia versus parenteral opioid analgesia for postoperative pain control after major surgery, improved pain control with epidural techniques is often reported. A meta-analysis review supports the view that epidural analgesia provides better postoperative analgesia than parenteral opioids.[520] However, the historical studies that form the basis of the meta-analysis review have often neglected to control, specify, and most importantly, optimize treatment in the nonepidural arms of their studies. Unfortunately, this issue remains a significant limitation in more recent trials.[298] [521] My colleagues and I believe that epidural analgesic techniques will continue to outperform suboptimal nonepidural analgesic techniques. We believe that intravenous patient-controlled analgesia is the optimal mode of delivery for opioid analgesia and should be used as the nonepidural arm of all postoperative pain studies. Postoperative epidural analgesia does not consistently outperform intravenous patient-controlled opioid analgesia.[522] Of particular note, patient-controlled epidural analgesia outperforms intermittent-bolus and continuous-infusion epidural analgesia.[523] Thus, mode of


Figure 52-20 Plasma norepinephrine (A) and epinephrine (B) concentrations before induction of anesthesia (P), at skin closure (C), and at 1, 6, 12, and 18 hours after lower extremity revascularization. GA, general anesthesia with postoperative parenteral morphine by patient-controlled analgesia; RA, regional (epidural) anesthesia with postoperative epidural analgesia by patient-controlled analgesia. (Adapted from Breslow MJ, Parker SD, Frank SM, et al: Determinants of catecholamine and cortisol responses to lower extremity revascularization. The PIRAT Study Group. Anesthesiology 79:1202–1209, 1993.)

delivery is an important factor with epidural and parenteral opioid analgesia. The superior pain control reported with epidural techniques is relative, with adequate pain control consistently reported for parenteral analgesia.[524] Postoperative epidural catheter failure may occur in up to 6.3% of patients.[525]

In the only double-blinded trial in vascular surgery patients, Norris and colleagues[132] reported no difference


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in postoperative pain scores for patients randomized to patient-controlled epidural analgesia or patient-controlled intravenous analgesia after aortic surgery. In this trial, postoperative pain management (i.e., epidural and intravenous) was optimized, continued for 72 hours, and managed by an acute pain service.

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