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Nature of the Operational Domain of Anesthesiology

The operational domain of anesthesia is a complex, dynamic world [60] that presents a cognitive profile common to many real-world task domains. The analysis of complex dynamic worlds in the last decade has departed sharply from previous conceptions of decision-making.[61] Classic decision-making approaches, such as decision theory and multiattribute utility theory, were mathematic techniques that were traditionally used as the dominant framework for understanding human performance. They worked well in simplified laboratory experiments on decision-making and action, yet a number of investigators had significant difficulty in applying them to real-world decision and action settings.[61] Orasanu and Connolly identified eight factors that characterize such naturally occurring complex dynamic worlds. They apply to anesthesia as follows:

  1. Ill-structured problems. Unlike in traditional decision experiments, there is not just a single decision to be made. Rather, there are a variety of interrelated decisions to be made by the anesthetist and the surgeon. The patient's physiologic behavior is not an independent random variable but is causally linked to previous decisions and actions.
  2. Uncertain dynamic environment. Dynamism stems from the frequency of routine and anomalous changes or events, the rapidity with which they evolve, and the unpredictability of the patient's physiology and response to interventions. The anesthetized patient during surgery is in a constant state of change, with many events outside the anesthetist's control. Although preventive measures can reduce the likelihood of some events, others cannot be avoided because they are inevitable side effects of medically necessary procedures (e.g., surgical blood loss). Unpredictable and dynamic occurrences compete with the preplanned aspects of the case, driving the anesthetist's actions. The true state of the patient cannot usually be measured directly. It must be inferred from ambiguous patterns of clinical observations and data from electronic monitors. These data are imperfect because, unlike industrial systems that are designed and built with sensors in key areas to measure the most important variables, patients are typically instrumented to measure the variables that are easiest to monitor, predominantly
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    using noninvasive methods. Most physiologic functions are observed indirectly through weak signals available at the body surface and thus are prone to various types of electrical and mechanical interference. Invasive measurements are also vulnerable to artifacts and uncertainties of interpretation. Even if the anesthetist knew the exact state of the patient, the patient's response to interventions would be unpredictable.
  3. Time stress. Because the OR is a scarce resource, there is an incessant overall time pressure to use it efficiently. There is an even more intense immediate time stress within each case, generated by dynamic situations that evolve rapidly and that must be dealt with in a timely fashion.
  4. Shifting, ill-defined, or competing goals. Multiple goals of case management (e.g., hemodynamic stability, good operating conditions for the surgeon, rapid emergence from anesthesia) may compete with each other. The surgeon's goals may sometimes compete with those of the anesthetist. All these goals shift as the patient's situation shifts dynamically throughout the case.
  5. Action/feedback loops. The time constants of actions and their effects are very short, on the order of seconds to minutes. There is a complete intermixing of decision-making and action; these functions are not performed in separate cycles. Most decisions and actions are implemented and evaluated incrementally, with the effect of one cycle assessed before deciding on further possible actions.
  6. High stakes. The stakes are high because, even for elective surgery in healthy patients, there is an ever-present and very real risk of injury, brain damage, or even death. A catastrophe is often the end result of many pathways that begin with seemingly innocuous triggering events. Each intervention, even if appropriate, is associated with side effects, some of which are themselves serious. Some risks cannot be avoided. Unlike an event such as a commercial flight, which can be delayed or aborted if a problem occurs, during an event in the OR this usually is not possible, and immediate surgery may be necessary to treat a medical problem that is itself life-threatening. Analogous to military aviation, balancing the risks of action (anesthesia and surgery) against those of inaction is often extremely difficult.
  7. Multiple players. Anesthesia domains involve multiple players from different professional backgrounds. Each individual has a set of goals, abilities, and limitations. In some situations, interpersonal interactions, both among anesthesia personnel, and between them and other OR team members, will dominate the work environment.
  8. Organizational goals and norms. The anesthetist works within the stated and unstated norms of the OR suite, the anesthesia department, the institution, and the profession as a whole. Decisions are sometimes made to conform to these norms that are not wholly subscribed to by the anesthetist.

Although many of these features apply to other domains of medicine, anesthesiology is unique in that all eight factors are prominent. In particular, what sets anesthesia apart from clinic-based or ward-based medicine is the intensity of dynamism, time pressure, and uncertainty; with danger lurking just below the surface.

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